Self-Directed Account Order Rates

These rates are for investors who wish to enter their own orders and to perform all the monitoring themselves.

CURRENCYUNITMINMAXRATE
AUD % 15 - 0.12
CHF % 9 - 0.12
CNH / CNY % 50 - 0.12
EUR % 6 - 0.12
GBP % 8 - 0.12
HKD % 50 - 0.12
JPY % 1,000 - 0.12
MXN % 60 - 0.12
NOK % 32.5 - 0.12
SEK % 65 - 0.12
SGD % 15 - 0.12
USD Shares - 0.61% of trade value 0.01 per share

The minimums above apply on a PER-ORDER basis.  Example:

 Purchase of 20,000 shares of stock XYZ @ HKD 3 is entered in ONE (1) order:

 20,000 @ 3 x 0.12% = HKD 72, above the minimum of HKD 50.

 Total commission for this purchase will be HKD 72.

 Purchase of 20,000 shares of stock XYZ @ HKD 3 is entered as TWO (2) orders of 10,000  shares:

 10,000 @ 3  x 0.12%  = HKD 36 , minimum is HKD 50, the order will be charged 50.

 10,000 @ 3  x 0.12%  = HKD 36 , minimum is HKD 50, the order will be charged 50.

 Total commission for this purchase is 100 HKD .

Global Access - Forex

Monthly Trade Amount1CommissionsMinimum per Order1
<=USD 1,000,000,000 0.20 basis point 2 * Trade Value 3 USD 2.00
USD 1,000,000,001 - 2,000,000,000 0.15 basis point 2 * Trade Value 3 USD 1.50
USD 2,000,000,001 - 5,000,000,000 0.10 basis point 2 * Trade Value 3 USD 1.25
>USD 5,000,000,000 0.08 basis point 2 * Trade Value 3 USD 1.00
 
 
Note: Forex commissions are applied when there are net debit cash balances in a currency (without a stock position) and is automatically applied.  
  1. Or USD currency equivalent
  2. 1 basis point=0.0001.
  3. Commissions for forex trades are calculated off the trade value and then converted and charged to the base currency of the account.

Full Service Brokerage Account Order Rates

These rates* are for Investors who wish to avail of Private Client representatives to assist in managing their accounts.

CURRENCYUNITMINMAXRATE
AUD % 15 - 0.50
CHF % 9 - 0.50
CNH / CNY % 80 - 0.50
EUR % 6 - 0.50
GBP % 8 - 0.50
HKD % 100 - 0.50
JPY % 1,000 - 0.50
MXN % 60 - 0.50
NOK % 32.5 - 0.50
SEK % 65 - 0.50
SGD % 15 - 0.50
USD Shares - 0.96% of trade value 0.02 per share

* Published rates.  Negotiable based on your account size and turnover values.  Broker commissions only, does not include exchange or regulatory fees.  The exchange and regulatory fees will be charged separately.

Global Access - Bonds

 CommissionsMinimumMaximum
USD <= 10,000 Face Value 0.15%* Face Value (10 bps) 1, 2 USD 1.00 per Order The smaller of $250 and 1% of Trade Value
USD > 10,000 Face Value 0.0375%* Face Value (2.5 bps) 1, 2 None The smaller of $250 and 1% of Trade Value
Example

<= USD 10,000 Face Value:
USD 5,000 Face Value = USD 7.50

> USD 10,000 Face Value:
USD 20,000 Face Value = (0.15% x 10,000) + (0.0375% x 10,000)
= USD 15.00 + USD 3.750
= USD 18.750

Terms and Conditions           Risk Disclosures          Client Agreement

COL Global Access is a registered trademark for the service offered by COL Securities (HK) Limited a limited liability company incorporated in Hong Kong and licensed in the regulated activity of Securities Dealing AHF149.