Commissions | COL Global Access

Self-Directed Account Order Rates

These rates are for investors who wish to enter their own orders and to perform all the monitoring themselves.

CURRENCY	UNIT	MIN	MAX	RATE
AUD	%	15	-	0.12
CHF	%	9	-	0.12
CNH / CNY	%	50	-	0.12
EUR	%	6	-	0.12
GBP	%	8	-	0.12
HKD	%	50	-	0.12
JPY	%	1,000	-	0.12
MXN	%	60	-	0.12
NOK	%	32.5	-	0.12
SEK	%	65	-	0.12
SGD	%	15	-	0.12
USD	Shares	1	1.00% of trade value	0.01 per share

The minimums above apply on a PER-ORDER basis. Example:

Purchase of 20,000 shares of stock XYZ @ HKD 3 is entered in ONE (1) order:

20,000 @ 3 x 0.12% = HKD 72, above the minimum of HKD 50.

Total commission for this purchase will be HKD 72.

Purchase of 20,000 shares of stock XYZ @ HKD 3 is entered as TWO (2) orders of 10,000 shares:

10,000 @ 3 x 0.12% = HKD 36 , minimum is HKD 50, the order will be charged 50.

Total commission for this purchase is 100 HKD .

Global Access - Options

UNITED STATES	MINIMUM PER ORDER	MAXIMUM PER ORDER
USD 0.65 per contract	USD 1.00	N/A

HONG KONG	COMMISSIONS	MINIMUM PER ORDER
Index Options	HKD 30.00 per contract	HKD 30.00
Stock Options^{For all exercise and assignments standard stock commissions apply plus Stock Exchange Options Clearing House (SEOCH) fee of HKD 2.00 per contract}
SEHK Tier II Options	0.2% of option value + exchange fee of HKD 1.00per contract	HKD 18.00
SEHK Tier III Options	0.2% of option value + exchange fee of HKD 0.50per contract	HKD 18.00
All other stock options	0.2% of option value + exchange fee of HKD 3.00per contract	HKD 18.00
HHI	HKD 20.00 per contract	HKD 20.00
MHI	HKD 17.00 per contract	HKD 17.00

^{Tier II stock options are options on the following underlying symbols: 3, 4, 5, 6, 11, 19, 66, 135, 288, 489, 753, 788, 1088 (CSB only), 1093, 1099, 1171, 1339, 1658, 1810, 1816, 1876, 1928, 1988, 2328, 2388, 2601, 2628, 2800, 3323, 3968, 6030, 6837.}
^{Tier III stock options are options on the following underlying symbols: 17 (NWA only), 23, 151, 267, 293, 330, 358, 386, 390, 494, 728, 762, 857, 883, 902, 939, 992, 998, 1088 (CSE only), 1186, 1359, 1398, 1800, 1880, 1898, 1919, 2038, 2282, 2333, 2600, 2777, 2888, 2899, 3328, 3800, 3988}

Global Access - Forex

Monthly Trade Amount¹	Commissions	Minimum per Order¹
<=USD 1,000,000,000	0.20 basis point ² * Trade Value ³	USD 2.00
USD 1,000,000,001 - 2,000,000,000	0.15 basis point ² * Trade Value ³	USD 1.50
USD 2,000,000,001 - 5,000,000,000	0.10 basis point ² * Trade Value ³	USD 1.25
>USD 5,000,000,000	0.08 basis point ² * Trade Value ³	USD 1.00

Note: Forex commissions are applied when there are net debit cash balances in a currency (without a stock position) and is automatically applied.

Or USD currency equivalent
1 basis point=0.0001.
Commissions for forex trades are calculated off the trade value and then converted and charged to the base currency of the account.

Full Service Brokerage Account Order Rates

These rates* are for Investors who wish to avail of Private Client representatives to assist in managing their accounts.

CURRENCY	UNIT	MIN	MAX	RATE
AUD	%	15	-	0.50
CHF	%	9	-	0.50
CNH / CNY	%	80	-	0.50
EUR	%	6	-	0.50
GBP	%	8	-	0.50
HKD	%	100	-	0.50
JPY	%	1,000	-	0.50
MXN	%	60	-	0.50
NOK	%	32.5	-	0.50
SEK	%	65	-	0.50
SGD	%	15	-	0.50
USD	Shares	2	2.00% of trade value	0.02 per share

^{* Published rates. Negotiable based on your account size and turnover values. Broker commissions only, does not include exchange or regulatory fees. The exchange and regulatory fees will be charged separately.}

Global Access - Bonds

	Commissions	Minimum	Maximum
USD <= 10,000 Face Value	0.15%* Face Value (10 bps)^{1, 2}	USD 1.00 per Order	The smaller of $250 and 1% of Trade Value
USD > 10,000 Face Value	0.0375%* Face Value (2.5 bps)^{1, 2}	None	The smaller of $250 and 1% of Trade Value
Example <= USD 10,000 Face Value: USD 5,000 Face Value = USD 7.50 > USD 10,000 Face Value: USD 20,000 Face Value = (0.15% x 10,000) + (0.0375% x 10,000) = USD 15.00 + USD 3.750 = USD 18.750